Recordkeeping & Administration

Our consultative nature and years of experience ensure the highest level of service and flexibility in working with unique plan designs, outside assets, affiliated service groups, plan mergers/acquisitions, terminations and other unique circumstances.

Recordkeeping, Administration & Compliance

Our partners provide all the administration and compliance services you need to keep your plan compliant with IRS and DOL regulations.

 These services include:

  • Plan Document Design & Review
  • Production and Mailing of all Required Employee Notices
  • Determination of Eligibility/Entry Dates
  • Employee Quarterly Account Statements
  • Terminated Employees Force Out Distributions
  • Daily Valuation of Employee Account Balances
  • Data Management & Payroll Integration
  • Payroll Data & Deposit Confirmation
  • Forfeiture Amounts & Allocation
  • Plan Demographic Reports
  • Vesting Maintenance
  • Summary Annual Report
  • Investment Change Notices
  • Compliance Testing (ADP/ACP, 410(b) coverage, 415(c) limitation, 401(a)(4) nondiscrimination, 402(g), Top Heavy
  • 5500 and applicable attachments
  • Full-Service Call Center
  • You can benchmark fees, but you cannot benchmark quality.

    Recordkeeping, Administration, Compliance, and Custodial services powered by:

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